Gary A. Kraase
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Allan Kraase, who also goes by None, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1994. Gary had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2015 - July 28, 2015
EAGLE FINANCIAL ADVISORS, LLC
October 3, 2013 - September 12, 2014
REDHAWK WEALTH ADVISORS, INC.
March 6, 2012 - January 14, 2013
UNITED ADVISORS AMERICA
January 8, 2009 - September 20, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
November 12, 2008 - November 12, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
November 12, 2008 - September 20, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
July 13, 2007 - July 13, 2007
MSI FINANCIAL SERVICES, INC.
June 22, 2007 - September 15, 2008
MSI FINANCIAL SERVICES, INC.
April 13, 2000 - July 16, 2007
LPL FINANCIAL LLC
May 8, 1999 - April 4, 2000
MONEY CONCEPTS CAPITAL CORP
June 6, 1994 - April 28, 1999
WMA SECURITIES, INC.
March 8, 1994 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE FINANCIAL ADVISORS, LLC
CRD#: 167696 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 373 |
| AUM (Assets Under Management) | $ 86,998,719 |
Red Flags
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