Thomas L. Hilgaertner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Lorin Hilgaertner was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1981. Thomas had worked at 9 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2007 - August 29, 2014
TEACHERS FINANCIAL INVESTMENT CORPORATION
January 5, 2000 - August 14, 2007
NEWPORT COAST SECURITIES, INC.
November 2, 1998 - December 14, 1999
NORTHSTAR SECURITIES, INC.
May 12, 1997 - December 9, 1998
DOMINION CAPITAL CORPORATION
August 11, 1995 - April 24, 1997
LAGUNA SECURITIES, INC.
April 25, 1994 - June 15, 1995
PIM FINANCIAL SERVICES, INC.
May 17, 1984 - November 8, 1993
TITAN/VALUE EQUITIES GROUP, INC.
February 22, 1983 - July 5, 1984
LPL FINANCIAL LLC
November 4, 1981 - February 16, 1983
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/23/1968
Registered Representative ExaminationCurrent Firm
TEACHERS FINANCIAL INVESTMENT CORPORATION
CRD#: 143307 / SEC#: , 8-67549
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
