RC
Robert J. Conrad
MANNING & NAPIER ADVISORS
HUNTING VALLEY, OH
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CRD#: 2456146
RC
Professional summary
Robert John Conrad is a registered financial advisor currently at MANNING & NAPIER ADVISORS, LLC located in Hunting Valley, Ohio and MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE AND REGISTERED INVESTMENT ADVISOR REPRESENTATIVE OF MANNING & NAPIER ADVISORS, LLC, AN AFFILIATED REGISTERED INVESTMENT ADVISOR; MINORITY SHAREHOLDER OF THE COMPANIES THAT COMPRISE THE MANNING & NAPIER GROUP OF COMPANIES, INCLUDING MANNING & NAPIER INVESTOR SERVICES, INC. AND ITS AFFILIATES AS DISCLOSED ON FORM BD; CONRAD'S TOTAL CAR CARE AND TIRE CENTERS - OWNER, BOARD OF DIRECTOR - CHAIRMAN, AND ADVERTISING SPOKESPERSON, NON-INVESTMENT RELATED, 14 HOURS ANNUALLY, ZERO HOURS DURING TRADING HOURS; C.A.W. INC. - S&H INDUSTRIES - OWNER AND BOARD OF DIRECTORS - CHAIRMAN,, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS; ELYRIA SPRING AND SPECIALTY - OWNER AND BOARD OF DIRECTORS - CHAIRMAN, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS; WESTERN MANAGEMENT, INC. - BOARD OF DIRECTORS - CHAIRMAN, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS; VECTORVEST, INC. - BOARD OF DIRECTOR MEMBER (COMPENSATED), 05/2015 - PRESENT, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS. THE VILLAGE OF HUNTING VALLEY - INVESTMENT COMMITTEE ADVISOR; 07/2019- PRESENT, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert John Conrad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2004 - Present
MANNING & NAPIER ADVISORS, LLC
RIA
CRD#: 105992
HUNTING VALLEY, OH
Current
May 3, 2004 - Present
MANNING & NAPIER INVESTOR SERVICES, INC.
Office #1: 290 Woodcliff Drive, Fairport, NY 14450BD
CRD#: 26266
Fairport, NY
Past
September 8, 2006 - December 31, 2013
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
RIA
CRD#: 106652
HUNTING VALLEY, OH
Past
June 30, 2003 - April 19, 2004
SHAKER INVESTMENTS
RIA
CRD#: 119135
BEACHWOOD, OH
Past
March 1, 2001 - April 12, 2004
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
April 10, 1995 - February 16, 2001
FIFTH THIRD/MAXUS SECURITIES INC
BD
CRD#: 6790
CLEVELAND, OH
Past
February 24, 1994 - March 7, 1995
CHASE GLOBAL SECURITIES, INC
BD
CRD#: 31994
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M&
MANNING & NAPIER ADVISORS, LLC
MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
RIA
Registered Investment Advisory firm - (6/4/1975 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/8/2006)
RR
California(1/10/2006)
RR
Colorado(12/14/2006)
RR
Florida(5/3/2004)
IAR
Florida(10/13/2004)
RR
Georgia(8/4/2005)
RR
Indiana(3/7/2018)
RR
Maine(5/3/2004)
RR
New Jersey(9/6/2006)
RR
New York(8/18/2005)
IAR
New York(7/29/2021)
RR
North Carolina(9/1/2005)
RR
Ohio(5/3/2004)
IAR
Ohio(5/4/2004)
RR
Pennsylvania(7/19/2006)
RR
Tennessee(11/9/2007)
RR
Texas(1/27/2006)
IAR
Texas(5/10/2006)
RR
Virginia(5/3/2006)
RR
Washington(1/13/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
M&
MANNING & NAPIER ADVISORS, LLC
MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
RIA
Registered Investment Advisory firm - (6/4/1975 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
290 Woodcliff Drive, Fairport, NY 14450
Mailing Address
Phone number
(585) 325-6880
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,279 |
| AUM (Assets Under Management) | $ 18,406,580,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/23/2024 | ||
| 12/21/2023 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
