William E. Tutunjian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Tutunjian, who also goes by Bill Tutunjian Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2008 - May 7, 2012
KESTRA INVESTMENT SERVICES, LLC
October 21, 2008 - May 7, 2012
KESTRA INVESTMENT SERVICES, LLC
January 28, 2008 - September 22, 2008
BANCWEST INVESTMENT SERVICES, INC.
August 21, 2006 - September 22, 2008
BANCWEST INVESTMENT SERVICES, INC.
July 13, 2001 - August 9, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
May 15, 1997 - July 19, 2001
FIDELITY BROKERAGE SERVICES LLC
July 19, 1995 - May 15, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
February 24, 1994 - May 11, 1994
IDS LIFE INSURANCE COMPANY
February 24, 1994 - May 11, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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