Peter M. Eyestone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Mark Eyestone was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2021 - January 27, 2026
TOLLESON PRIVATE WEALTH MANAGEMENT
September 17, 2008 - August 18, 2016
DEUTSCHE BANK SECURITIES INC.
September 17, 2008 - August 18, 2016
DEUTSCHE BANK SECURITIES INC.
March 26, 2008 - September 24, 2008
LEHMAN BROTHERS INC.
July 9, 2004 - September 24, 2008
LEHMAN BROTHERS INC.
July 11, 2003 - July 20, 2004
J.P. MORGAN SECURITIES INC.
May 25, 2001 - February 4, 2003
GOLDMAN SACHS & CO. LLC
June 20, 2000 - November 8, 2000
PERSHING LLC
March 2, 2000 - July 6, 2000
COMMERZ MARKETS LLC
December 5, 1994 - June 1, 1999
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/14/1998
Limited Representative-Equity Trader ExamCurrent Firm
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 8,759,140,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 12/29/2024 | ||
| 03/01/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
