Katherine T. Hannah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Thomas Hannah, who also goes by Kathy Hannah, Katherine T Hannah, Katherine Anne Thomas, Kathy Thomas, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 1994. Katherine had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2021 - March 29, 2021
KATHERINE HANNAH, CPA, CFP
March 2, 1999 - December 31, 2004
SECURITIES SERVICE NETWORK, LLC
January 12, 1998 - February 26, 1999
VOYA FINANCIAL ADVISORS, INC.
January 2, 1997 - January 8, 1998
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 19, 1994 - December 31, 1996
SECURITIES AMERICA, INC.
April 7, 1994 - July 18, 1994
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KATHERINE HANNAH, CPA, CFP
CRD#: 114985 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
