Erwin M. Matthews

ONE SOURCE ADVISORY SERVICES

Atlanta, GA 30303

Some features on this profile are disabled

CRD#: 2455848

Professional summary

Erwin Mondale Matthews is a registered financial advisor currently at ONE SOURCE ADVISORY SERVICES, LLC located in Atlanta, Georgia.

Erwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Erwin has worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LRM ACCOUNTING & TAX SERVICES LLC - Small Business Accounting & Tax preparation Certified Public Accountant 3481 LIONSGATE COURT LITHONIA, GA 30038 04/2009 - PRESENT 40 hours Monthly (Jan - April), Seasonal business) 3182 GLENWOOD LLC - Commercial Property Management/ Leasing PARTNER 3182 Glenwood Rd, Ste B Decatur, GA 30032 5 Hours per Month 919 N Madison Avenue, LLC - Commercial Property Management/ Leasing PARTNER 919 N Madison Avenue Douglas GA 31335 5 Hours per Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erwin Mondale Matthews's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2015 - Present

ONE SOURCE ADVISORY SERVICES, LLC

Office #1: 260 Peachtree Street Nw Suite 2200, Atlanta, GA 30303

RIA

CRD#: 150312

Atlanta, GA

Past

June 8, 2011 - December 11, 2012

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

May 13, 2009 - December 31, 2014

ONE SOURCE ADVISORY SERVICES, LLC

RIA

CRD#: 150312

ATLANTA, GA

Past

August 19, 2004 - April 21, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

August 19, 2004 - April 21, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

March 2, 1995 - August 26, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DECATUR, GA

Past

May 10, 1994 - August 26, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 10, 1994 - August 26, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/4/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/19/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/10/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/9/1994

General Securities Representative Examination

Current Firm

ONE SOURCE ADVISORY SERVICES, LLC

CRD#: 150312 / SEC#:

Georgia

Registered Investment Advisory firm - (1/9/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

260 Peachtree Street Nw Suite 2200, Atlanta, GA 30303

Mailing Address

Phone number

(404) 230-8451

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 18,732,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Kermit Cottrell

STATE FARM VP MANAGEMENT CORP.

Dunwoody, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erwin M. Matthews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erwin Mondale Matthews's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONE SOURCE ADVISORY SERVICES, LLC

WTS PROPRIETARY TRADING GROUP LLC

ONE SOURCE ADVISORY SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/1994

Series 65

Date: 5/10/1994

Series 7

Date: 5/9/1994

Current Firm

ONE SOURCE ADVISORY SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONE SOURCE ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors