Sean P. Matthews
Professional summary
Sean Patrick Matthews is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1994. Sean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Patrick Matthews's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2014 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367November 15, 2010 - October 14, 2014
EQUITABLE DISTRIBUTORS, LLC
December 19, 2003 - November 16, 2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
April 17, 2003 - December 16, 2003
CITIGROUP GLOBAL MARKETS INC.
October 7, 1996 - December 16, 2003
CITIGROUP GLOBAL MARKETS INC.
January 3, 1995 - August 30, 1996
ARGENT SECURITIES, INC.
March 17, 1994 - December 31, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2014)
(10/20/2023)
(1/17/2023)
(4/6/2021)
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(10/7/2014)
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(1/24/2018)
(10/20/2023)
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(1/17/2023)
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(10/7/2014)
(10/20/2023)
(4/6/2021)
(1/17/2023)
(10/20/2023)
(10/20/2023)
(1/17/2023)
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(1/17/2023)
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(10/20/2023)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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