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GJ

George Marshall Johnson

CRD# 2455765·Registered 1994 - 2003
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Marshall Johnson, who also goes by George M Johnson, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1994 - 2003. George had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George M Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Bedminster, NJ
April 19, 1999 - December 31, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
BD
Louisville, KY
July 22, 1996 - March 17, 1999
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
March 30, 1994 - August 8, 1996

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Current Firm

TI
THE INVESTMENT CENTER, INC.

THE INVESTMENT CENTER, INC.

CRD#: 17839 / SEC#: 8-35826
BD
Terminated by SEC on 08/29/2025

Contact Information

Established

New Jersey since 03/20/1986

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
IC FINANCIAL SERVICES, INC.HOLDING COMPANY—
DEVITO, RALPH JAMESPRESIDENT1459156
WRIGHT, DOUGLAS ANDREWCHIEF COMPLIANCE OFFICER1626724

Disclosures

Regulatory Event

8

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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