John R. Huffman

RELIANT INVESTMENT MANAGEMENT

Memphis, TN 38120

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CRD#: 2455752

Professional summary

John Richard Huffman is a registered financial advisor currently at RELIANT INVESTMENT MANAGEMENT, LLC located in Memphis, Tennessee.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SAFETY SHOT GP, INC., NOT INVESTMENT RELATED, PRESIDENT, 1990, 2 HOURS/MTH, 1 HOUR PER MONTH DURING TRADING HOURS, DUTIES RELATE TO MAINTAINING BUSINESS RECORDS AND TAX FILINGS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Huffman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2004 - Present

RELIANT INVESTMENT MANAGEMENT, LLC

Office #1: 1715 Aaron Brenner Drive Suite # 504, Memphis, TN 38120

RIA

CRD#: 111220

Memphis, TN

Past

April 14, 1994 - May 2, 1994

VINING-SPARKS IBG, LLC

CRD#: 27502

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RELIANT INVESTMENT MANAGEMENT, LLC

CRD#: 111220 / SEC#: 801-60115

RIA

Registered Investment Advisory firm - (3/26/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/7/2004)

IAR

Texas
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/13/1994

General Securities Representative Examination

Current Firm

RELIANT INVESTMENT MANAGEMENT, LLC

CRD#: 111220 / SEC#: 801-60115

RIA

Registered Investment Advisory firm - (3/26/2001 Approved)

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Contact information

Main Address

1715 Aaron Brenner Drive Suite 504, Memphis, TN 38120-1446

Mailing Address

Phone number

(901) 843-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B - 03-15-25 FINAL (3/12/2025)

ADV PART 2A AND 2B - 03-31-24 FINAL (3/12/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 1,405,806,743

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Huffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Huffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

RELIANT INVESTMENT MANAGEMENT, LLC

VINING-SPARKS IBG, LLC

Primary Firm SEC Registration

RELIANT INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2016

Series 63

Date: 4/20/1994

Series 7

Date: 4/13/1994

Current Firm

RELIANT INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RELIANT INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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