Paul R. Schaller

TRUSTMONT ADVISORY GROUP

COLUMBUS, OH

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CRD#: 2455608

Professional summary

Paul Robert Schaller, who also goes by Rob Schaller, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Columbus, Ohio and TRUSTMONT FINANCIAL GROUP, INC. located in Columbus , Ohio.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Schaller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SCHALLER FAMILY LIMITED PARTNERSHIP, NOT INVESTMENT RELATED, 850 STRAWBERRY HILL ROAD WEST COLUMBUS OH, FAMILY FARM, LIMITED PARTNER, BEGAN 11/1999, 2 HOURS/MONTH, SOME DURING BUSINESS HOURS TO MANAGE DMA ACCOUNT. - 2) PROFESSIONAL GUITARIST- PROVIDE LIVE MUSIC ENTERTAINMENT. 0 HPM DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Robert Schaller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2023 - Present

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

COLUMBUS, OH

Current

March 9, 2023 - Present

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

COLUMBUS , OH

Past

September 1, 2016 - January 18, 2023

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

COLUMBUS, OH

Past

August 4, 2016 - January 18, 2023

REALTA EQUITIES, INC.

CRD#: 23769

Columbus, OH

Past

October 2, 2009 - August 26, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

NEW ALBANY, OH

Past

October 2, 2009 - August 26, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

NEW ALBANY, OH

Past

July 1, 2003 - October 5, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

COLUMBUS, OH

Past

July 1, 2003 - October 5, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

COLUMBUS, OH

Past

October 6, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

COLUMBUS, OH

Past

March 30, 1994 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(3/10/2023)

IAR

Ohio
(3/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/27/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/29/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/12/2010

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 2/9/2010

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul R. Schaller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Robert Schaller's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/1994

Series 63

Date: 4/13/1994

SIE

Date: 10/1/2018

Series 3

Date: 5/27/1994

Series 7

Date: 3/29/1994

Series 9

Date: 2/12/2010

Series 10

Date: 2/9/2010

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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