Gina R. Mccord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gina Rene Mccord, who also goes by Gina Rene Deckert, Gina Rene King, Gina Rene Knochelmann, Gina Rene Ricks, Gina Rene Tejeda, was a registered financial professional .
Gina is a previously registered financial professional and started their career in finance in 1994. Gina had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2023 - January 7, 2026
HBKS WEALTH ADVISORS
June 21, 2012 - July 12, 2013
FIFTH THIRD SECURITIES, INC.
June 20, 2012 - July 12, 2013
FIFTH THIRD SECURITIES, INC.
January 15, 2010 - April 9, 2012
KEY INVESTMENT SERVICES LLC
June 1, 2009 - December 19, 2009
MORGAN STANLEY
June 1, 2009 - December 19, 2009
MORGAN STANLEY
July 24, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 8, 2002 - August 10, 2006
UBS FINANCIAL SERVICES INC.
December 7, 2001 - August 10, 2006
UBS FINANCIAL SERVICES INC.
March 13, 1995 - December 14, 2001
BANC ONE SECURITIES CORPORATION
April 6, 1994 - March 1, 1995
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
HBKS WEALTH ADVISORS
CRD#: 112139 / SEC#: 801-60424
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HBKS WEALTH ADVISORS
CRD#: 112139 / SEC#: 801-60424
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/20/2026 | ||
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
