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Gerard A. Downey

LINDEN WEALTH MANAGEMENT LLC
Oak Park, IL 60302
Some features on this profile are disabled
CRD#: 2455549
GD

Professional summary


Gerard Andrew Downey, who also goes by Gerard Andrew Downey Mr, Gerarld Andrew Downey, Gerrard A Downey, is a registered financial advisor currently at LINDEN WEALTH MANAGEMENT LLC located in Oak Park, Illinois.

Gerard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gerard has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Gerard Andrew Downey Mr | Gerarld Andrew Downey | Gerrard A Downey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gerard Andrew Downey's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 16, 2015 - Present

LINDEN WEALTH MANAGEMENT LLC

Office #1: 106 South Oak Park Avenue Suite 204, Oak Park, IL 60302
RIA
CRD#: 281995
Oak Park, IL
Past

December 2, 2011 - September 23, 2015

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
CHICAGO, IL
Past

August 19, 2009 - August 16, 2011

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL
Past

July 10, 2008 - August 20, 2009

JEFFERIES LLC

BD
CRD#: 2347
CHICAGO, IL
Past

April 7, 2003 - July 2, 2008

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
CHICAGO, IL
Past

March 22, 1994 - March 24, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(11/16/2015)
IAR
Texas
(5/6/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/21/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


LW
LINDEN WEALTH MANAGEMENT LLC
DOWNEY, GERARD ANDREW | LINDEN WEALTH MANAGEMENT, LLC | LINDEN WEALTH MANAGEMENT LLC

CRD#: 281995 / SEC#:

Illinois
Registered Investment Advisory firm - (11/16/2015 Approved)
Texas
Registered Investment Advisory firm - (5/6/2025 Conditional Restricted)
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Contact information


Main Address
106 South Oak Park Avenue Suite 204, Oak Park, IL 60302
Mailing Address
Phone number
(708) 948-7111
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts57
AUM (Assets Under Management)$ 80,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LINDEN WEALTH MANAGEMENT LLC

CRD#: 281995Oak Park, IL 60302

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