Fran M. Coopersmith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fran Margo Coopersmith, who also goes by Fran Coopersmith, was a registered financial professional .
Fran is a previously registered financial professional and started their career in finance in 2007. Fran had worked at 3 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2018 - March 1, 2018
BAYSHORE CAPITAL
January 11, 2016 - October 18, 2017
SHEPHERD KAPLAN LLC
July 5, 2007 - November 3, 2015
ASSET STRATEGY CONSULTANTS LLC
Primary Firm SEC Registration
BAYSHORE CAPITAL
CRD#: 110209 / SEC#: 801-60081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/7/1995
Non-Member General Securities ExaminationCurrent Firm
BAYSHORE CAPITAL
CRD#: 110209 / SEC#: 801-60081
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 740,751,153 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
