Paul C. Baures

PROVIDENT TRUST COMPANY

Waukesha, WI 53188-1199

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CRD#: 2455458

Professional summary

Paul Carl Baures, who also goes by Paul Baures, is a registered financial advisor currently at PROVIDENT TRUST COMPANY located in Waukesha, Wisconsin.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paul has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Baures

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Carl Baures's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2020 - Present

PROVIDENT TRUST COMPANY

Office #1: N16 W23217 Stone Ridge Drive Suite 310, Waukesha, WI 53188-1199

RIA

CRD#: 110118

Waukesha, WI

Past

April 19, 2002 - September 12, 2019

BROADVIEW ADVISORS, LLC

RIA

CRD#: 111494

MILWAUKEE, WI

Past

November 1, 1999 - November 7, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

January 22, 1999 - November 1, 1999

CLEARY GULL INC.

CRD#: 45309

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROVIDENT TRUST COMPANY

CRD#: 110118 / SEC#: 801-58213

RIA

Registered Investment Advisory firm - (12/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/4/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/24/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1999

General Securities Representative Examination

Current Firm

PROVIDENT TRUST COMPANY

CRD#: 110118 / SEC#: 801-58213

RIA

Registered Investment Advisory firm - (12/15/2000 Approved)

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Contact information

Main Address

N16 W23217 Stone Ridge Drive Suite 310, Waukesha, WI 53188-1199

Mailing Address

Phone number

(262) 521-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV BROCHURE PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,069
AUM (Assets Under Management)	$ 6,618,137,295

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
12/12/2024	Cover Page	Report
12/13/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul C. Baures

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Carl Baures's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROADVIEW ADVISORS, LLC

TUCKER ANTHONY INCORPORATED

CLEARY GULL INC.

Primary Firm SEC Registration

PROVIDENT TRUST COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/2001

Series 65

Date: 1/24/1994

Series 7

Date: 1/21/1999

Current Firm

PROVIDENT TRUST COMPANY

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PROVIDENT TRUST COMPANY

TRUST BUT VERIFY

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