Hunter C. Sattich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hunter Clark Sattich was a registered financial professional .
Hunter is a previously registered financial professional and started their career in finance in 1994. Hunter had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2013 - January 19, 2017
E*TRADE SECURITIES LLC
July 13, 2011 - July 23, 2013
PNC WEALTH MANAGEMENT LLC
July 7, 2011 - July 23, 2013
PNC WEALTH MANAGEMENT LLC
April 16, 2010 - March 28, 2011
ARSENAL INVESTMENT ADVISORS, LLC
January 24, 2007 - March 30, 2010
STATE FARM VP MANAGEMENT CORP.
February 18, 2005 - January 4, 2007
VP DISTRIBUTORS LLC
April 10, 2002 - January 25, 2005
TOUCHSTONE SECURITIES, INC.
February 14, 2001 - November 15, 2001
AFD, INC.
November 8, 1999 - January 23, 2001
WELLS FARGO CLEARING SERVICES, LLC
May 27, 1999 - September 15, 1999
ADVEST, INC.
January 6, 1997 - June 3, 1997
COMPULIFE INVESTOR SERVICES, INC.
January 26, 1996 - November 11, 1996
J.C. BRADFORD & CO.
March 24, 1994 - January 11, 1996
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E*TRADE SECURITIES LLC
CRD#: 29106 / SEC#: , 8-44112
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETCM HOLDINGS, LLC | OWNER | |
| ADRIEN, JACQUES C | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 2996942 |
| FINN, JED | MANAGER | 5658048 |
| GREANEY, BRIAN JOSEPH | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 3274607 |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER | 4928947 |
| HENNESSY, MICHAEL S | MANAGER | 1988660 |
| JANOVER, JAMES T | MANAGER | 2818307 |
| TURNER, CHAD EDWARD | PRESIDENT AND CHIEF EXECUTIVE OFFICER,MANAGER | 6009808 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 139 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
