Peter M Douglas
Professional Summary
Peter M Douglas, who also goes by Peter Douglas Matcovsky, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1995 - 2016. Peter had worked at 4 firms and has passed the Series 63, SIE, Series 82 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter Douglas Matcovsky
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CHATSWORTH SECURITIES LLC | CHATSWORTH SECURITIES, LLC
Contact Information
Main Address
95 East Putnam Avenue, Greenwich, CT 06830Mailing Address
95 East Putnam Avenue, Greenwich, CT 06830Phone Number
(203) 629-2612Established
New York since 03/20/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
30FINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed May 2007About the Series 82 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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