Thomas D. Fant

INTEGRITY FIXEDOME MANAGEMENT

Orlando, FL 32804

Some features on this profile are disabled

CRD#: 2455085

Professional summary

Thomas Dennis Fant, who also goes by Thomas Fant, Tom Fant, is a registered financial advisor currently at INTEGRITY FIXED INCOME MANAGEMENT located in Orlando, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Thomas has worked at 4 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Fant | Tom Fant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Dennis Fant's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2017 - Present

INTEGRITY FIXED INCOME MANAGEMENT

Office #1: 651 Bryn Mawr St, Orlando, FL 32804

RIA

CRD#: 135635

Orlando, FL

Past

March 15, 2016 - July 26, 2016

BPV CAPITAL MANAGEMENT, LLC

RIA

CRD#: 151588

Orlando, FL

Past

April 9, 2010 - September 2, 2015

BPV RESOURCES, LLC

RIA

CRD#: 151994

ORLANDO, FL

Past

June 13, 2008 - November 10, 2009

ATLANTIC ADVISORS LLC

RIA

CRD#: 127015

WINTER PARK, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY FIXED INCOME MANAGEMENT

INTEGRITY FIXED INCOME MANAGEMENT | INTEGRITY FIXED INCOME MANAGEMENT, LLC

CRD#: 135635 / SEC#: 801-67633

RIA

Registered Investment Advisory firm - (3/7/2007 Approved)

Florida

Registered Investment Advisory firm - (3/23/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (4/22/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 1/24/1994

National Commodity Futures Examination

Current Firm

INTEGRITY FIXED INCOME MANAGEMENT

INTEGRITY FIXED INCOME MANAGEMENT | INTEGRITY FIXED INCOME MANAGEMENT, LLC

CRD#: 135635 / SEC#: 801-67633

RIA

Registered Investment Advisory firm - (3/7/2007 Approved)

Florida

Registered Investment Advisory firm - (3/23/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (4/22/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

651 Bryn Mawr St, Orlando, FL 32804

Mailing Address

Phone number

(407) 481-2420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

INTEGRITY FIXED INCOME 2024 ANNUAL REVISED DISCLOSURE BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 843,966,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nicholas Rygiel

PROTOCOL WEALTH, LLC

IAR

Havertown, PA

Gregory Harris

PFS INVESTMENTS INC.

Farmingdale, NY

Donald Frost

ALLSTATE FINANCIAL SERVICES, LLC

Placentia, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas D. Fant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Dennis Fant's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY FIXED INCOME MANAGEMENT

BPV CAPITAL MANAGEMENT, LLC

BPV RESOURCES, LLC

ATLANTIC ADVISORS LLC

Primary Firm SEC Registration

INTEGRITY FIXED INCOME MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/2008

Series 3

Date: 1/24/1994

Current Firm

INTEGRITY FIXED INCOME MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY FIXED INCOME MANAGEMENT

TRUST BUT VERIFY

Similar Advisors