Jeffrey C. Sica
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Carmen Sica, who also goes by Jeff Sica, Jeffrey C Sica, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2010 - August 5, 2010
APW CAPITAL, INC.
May 28, 2010 - July 29, 2022
SICA WEALTH MANAGEMENT, LLC
January 1, 2008 - June 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - June 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 7, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
March 27, 1997 - January 3, 2008
A. G. EDWARDS & SONS, INC.
July 13, 1994 - April 25, 1997
RYAN BECK & CO.
March 17, 1994 - July 8, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 17, 1994 - July 8, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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