Jorge A. Piedrahita
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge A. Piedrahita, who also goes by Jorge Alfonso Piedrahita Ardohain, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 1994. Jorge had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 86, Series 79, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2023 - November 1, 2024
BALANZ
November 30, 2011 - July 12, 2017
TORINO CAPITAL LLC
August 16, 2010 - October 21, 2011
MIURA CAPITAL, LLC
October 9, 2006 - June 1, 2009
FTC CAPITAL MARKETS, INC.
April 4, 2001 - June 7, 2005
FORD FINANCIAL SERVICES, INC.
March 14, 1994 - October 23, 1998
CITICORP SECURITIES, INC.
Primary Firm SEC Registration
BALANZ
CRD#: 322263 / SEC#: 801-126818
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALANZ
CRD#: 322263 / SEC#: 801-126818
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 165,284,564 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
