Francis B. Boland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis B Boland, who also goes by Francis B Boland, Francis Bernard Boland, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1994. Francis had worked at 10 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - February 21, 2013
TD AMERITRADE, INC.
January 17, 2012 - February 21, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 14, 2011 - February 21, 2013
TD AMERITRADE, INC.
May 29, 2007 - June 25, 2008
ALOHA FINANCIAL SERVICES
August 3, 2005 - April 28, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 3, 2005 - January 18, 2007
OSAIC FA, INC.
July 21, 2005 - December 19, 2006
OSAIC FA, INC.
August 26, 2004 - January 7, 2005
MORGAN STANLEY DW INC.
August 24, 2004 - January 7, 2005
MORGAN STANLEY DW INC.
March 12, 2003 - January 6, 2004
IFMG SECURITIES, INC.
March 12, 2003 - January 6, 2004
IFMG SECURITIES, INC.
February 6, 2002 - February 13, 2003
WAMU INVESTMENTS, INC.
July 28, 2000 - June 8, 2001
CHARLES SCHWAB & CO., INC.
March 8, 1994 - July 5, 2000
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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