John A. Butcofski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alexander Butcofski II, who also goes by John A Butcofski, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2016 - April 29, 2016
WEALTHSOURCE®
July 31, 2015 - April 29, 2016
AVANT-GARDE ADVISORS LLC
February 4, 2005 - August 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 4, 2005 - August 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
January 9, 1998 - February 7, 2005
MORGAN STANLEY DW INC.
March 17, 1994 - February 7, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHSOURCE®
CRD#: 282202 / SEC#: 801-107199
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,245 |
| AUM (Assets Under Management) | $ 2,116,238,123 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
