Matthew L. Root

CAPITAL CONNECT

VERO BEACH, FL 32963

Some features on this profile are disabled

CRD#: 2454516

Professional summary

Matthew Luxenberg Root, who also goes by Matthew Luxenberg Root, Matthew L Root, is a registered financial professional currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.

Aliases

Matthew Luxenberg Root | Matthew L Root

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Luxenberg Root's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2026 - Present

CAPITAL CONNECT, LLC

Office #1: 191 Silver Moss Drive, Vero Beach, FL 32963

CRD#: 329399

VERO BEACH, FL

Past

April 20, 2023 - July 28, 2025

OLD CITY SECURITIES LLC

CRD#: 171910

NEW YORK, NY

Past

November 7, 2019 - February 8, 2022

OLD CITY SECURITIES LLC

CRD#: 171910

NEW YORK, NY

Past

April 6, 2016 - August 18, 2017

SPEARHEAD CAPITAL, LLC

CRD#: 145560

WELLINGTON, FL

Past

May 6, 2014 - December 31, 2015

FORTRESS CAPITAL FORMATION LLC

CRD#: 152385

NEW YORK, NY

Past

December 21, 2012 - April 25, 2014

KENMAR SECURITIES, L.P.

CRD#: 29375

NEW YORK, NY

Past

April 10, 2008 - December 20, 2012

SPEARHEAD CAPITAL, LLC

CRD#: 145560

WASHINGTON DEPOT, CT

Past

July 4, 2005 - May 14, 2008

SINCLAIR & COMPANY, LLC

CRD#: 133754

DARIEN, CT

Past

March 9, 1994 - December 6, 1994

GLICKENHAUS & CO.

CRD#: 2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/6/2026)

Colorado
(7/6/2026)

Connecticut
(7/6/2026)

Florida
(7/6/2026)

Maryland
(7/6/2026)

Massachusetts
(7/6/2026)

Michigan
(7/6/2026)

Minnesota
(7/6/2026)

New Jersey
(7/6/2026)

New York
(7/6/2026)

North Carolina
(7/6/2026)

Oregon
(7/6/2026)

Rhode Island
(7/6/2026)

Tennessee
(7/6/2026)

Utah
(7/6/2026)

Virginia
(7/6/2026)

Washington
(7/6/2026)

Wisconsin
(7/6/2026)

Exams

State Security Law Exam

Series 63

Date: 9/17/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 4/20/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 8/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAPITAL CONNECT, LLC

CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: , 8-71196

Broker-Dealer Firm Regulated by FINRA (Florida district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

191 Silver Moss Drive, Vero Beach, FL 32963

Mailing Address

191 Silver Moss Drive, Vero Beach, FL 32963

Phone number

(646) 265-2400

Established

Wyoming since 10/18/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (31 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OLSEN, CHRISTOPHER NOLAN	CEO/CCO	3269364
PORTWOOD, WILLIAM BOYCE	CFO/POO/PFO/FINOP	4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Ronald Brown

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

NEW YORK, NY

Robert Armendariz

EAGLE STRATEGIES LLC

IAR

SAN ANTONIO, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew L. Root

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Luxenberg Root's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD CITY SECURITIES LLC

OLD CITY SECURITIES LLC

SPEARHEAD CAPITAL, LLC

FORTRESS CAPITAL FORMATION LLC

KENMAR SECURITIES, L.P.

SPEARHEAD CAPITAL, LLC

SINCLAIR & COMPANY, LLC

GLICKENHAUS & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/2020

Series 82TO

Date: 4/20/2023

SIE

Date: 8/18/2017

Series 7

Date: 7/1/2005

Series 24

Date: 12/17/2007

FINRA

Current Firm

CAPITAL CONNECT, LLC

Contact information

FINRA licenses (31 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAPITAL CONNECT, LLC

TRUST BUT VERIFY

Similar Advisors