Matthew L. Root
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew L Root, who also goes by Matthew Luxenberg Root, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1994. Matthew had worked at 6 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2023 - July 28, 2025
OLD CITY SECURITIES LLC
November 7, 2019 - February 8, 2022
OLD CITY SECURITIES LLC
April 6, 2016 - August 18, 2017
SPEARHEAD CAPITAL, LLC
May 6, 2014 - December 31, 2015
FORTRESS CAPITAL FORMATION LLC
December 21, 2012 - April 25, 2014
KENMAR SECURITIES, L.P.
April 10, 2008 - December 20, 2012
SPEARHEAD CAPITAL, LLC
July 4, 2005 - May 14, 2008
SINCLAIR & COMPANY, LLC
March 9, 1994 - December 6, 1994
GLICKENHAUS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 4/20/2023
Limited Representative-Private Securities OfferingsCurrent Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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