JW
Jon R. Werner
STONEFIELD INVESTMENT ADVISORY
CEDAR RAPIDS, IA 52401
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CRD#: 2454413
JW
Professional summary
Jon Robert Werner is a registered financial advisor currently at STONEFIELD INVESTMENT ADVISORY, INC. located in Cedar Rapids, Iowa.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jon has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 3HOURS/MONTH NONE DURING SECURITIES HOURS, DBA NAME FOR OUTSIDE ACTIVITIES IS CORNERSTONE CAPITAL MANAGEMENT. 2) 628 FOXWORTH LANE; NOT INVESTMENT RELATED; 628 FOXWORTH LANE, HOLMES BEACH, FL 34217; HOME RENTAL; START 6/2015; LESS THAN 1 HOUR/WEEK AFTER SECURITIES TRADING HOURS; OWNER. 3) 603 CONCORD LANE; NOT INVESTMENT RELATED; 603 CONCORD LANE, HOLMES BEACH, FL 34217; HOME RENTAL; START 09/2021; LESS THAN 1 HOUR/WEEK AFTER SECURITIES TRADING HOURS; OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Robert Werner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 1999 - Present
STONEFIELD INVESTMENT ADVISORY, INC.
Office #1: 425 2nd St. Se, Ste. 1200, Cedar Rapids, IA 52401Office #2: 425 2nd Street Se Suite 1200, Cedar Rapids, IA 52401-1818RIA
CRD#: 113802
CEDAR RAPIDS, IA
Past
February 28, 2012 - January 4, 2021
CETERA ADVISORS LLC
BD
CRD#: 10299
CEDAR RAPIDS, IA
Past
October 29, 2010 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
CEDAR RAPIDS, IA
Past
November 2, 1998 - November 16, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CEDAR RAPIDS, IA
Past
May 21, 1998 - November 5, 1998
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
April 5, 1994 - November 5, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STONEFIELD INVESTMENT ADVISORY, INC.
CORNERSTONE CAPITAL MANAGEMENT, INC. | STONEFIELD INVESTMENT ADVISORY, INC.
CRD#: 113802 / SEC#: 801-134194
RIA
Registered Investment Advisory firm - (8/20/2025 Approved)Colorado
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (9/1/2025 Terminated)Illinois
Registered Investment Advisory firm - (11/2/2018 Terminated)Iowa
Registered Investment Advisory firm - (9/3/2025 Terminated)Louisiana
Registered Investment Advisory firm - (9/1/2025 Terminated)Minnesota
Registered Investment Advisory firm - (9/2/2025 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2008 Terminated)Texas
Registered Investment Advisory firm - (9/1/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/2/2024)
IAR
Iowa(7/1/1999)
IAR
Louisiana(12/7/2020)
IAR
Minnesota(2/13/2024)
IAR
Texas(12/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SI
STONEFIELD INVESTMENT ADVISORY, INC.
CORNERSTONE CAPITAL MANAGEMENT, INC. | STONEFIELD INVESTMENT ADVISORY, INC.
CRD#: 113802 / SEC#: 801-134194
RIA
Registered Investment Advisory firm - (8/20/2025 Approved)Colorado
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (9/1/2025 Terminated)Illinois
Registered Investment Advisory firm - (11/2/2018 Terminated)Iowa
Registered Investment Advisory firm - (9/3/2025 Terminated)Louisiana
Registered Investment Advisory firm - (9/1/2025 Terminated)Minnesota
Registered Investment Advisory firm - (9/2/2025 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2008 Terminated)Texas
Registered Investment Advisory firm - (9/1/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
425 2nd Street Se Suite 1200, Cedar Rapids, IA 52401-1818
Mailing Address
Phone number
(319) 377-7811
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 108,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEFIELD INVESTMENT ADVISORY, INC.
CRD#: 113802Cedar Rapids, IA 52401TRUST BUT VERIFY
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