Jerry D. York
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Dale York, CFP®, who also goes by Jerry D York, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1994. Jerry had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
February 3, 2011 - August 4, 2017
WILBANKS SECURITIES ADVISORY
January 24, 2011 - August 4, 2017
WILBANKS SECURITIES, INC.
December 21, 2009 - December 21, 2010
J. W. COLE ADVISORS, INC.
December 18, 2009 - December 16, 2010
J.W. COLE FINANCIAL, INC.
March 28, 2008 - December 10, 2009
TRUIST INVESTMENT SERVICES, INC.
March 24, 2008 - December 10, 2009
TRUIST INVESTMENT SERVICES, INC.
October 11, 2007 - February 28, 2008
EDWARD JONES
October 1, 2007 - February 28, 2008
EDWARD JONES
January 5, 2007 - October 10, 2007
QA3 FINANCIAL CORP.
December 20, 2006 - October 10, 2007
QA3 FINANCIAL LLC
December 5, 2002 - December 31, 2004
THE INVESTMENT CENTER, INC.
December 5, 2002 - December 31, 2004
THE INVESTMENT CENTER, INC.
May 1, 2002 - December 16, 2002
RBC CAPITAL MARKETS, LLC
March 9, 2002 - December 16, 2002
RBC CAPITAL MARKETS, LLC
March 28, 2001 - March 9, 2002
TUCKER ANTHONY INCORPORATED
November 18, 1998 - March 28, 2001
BRANCH, CABELL & CO., INC.
September 1, 1997 - December 2, 1998
DB ALEX. BROWN LLC
February 10, 1995 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
March 29, 1994 - December 21, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILBANKS SECURITIES ADVISORY
CRD#: 118304 / SEC#: 801-63318
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
