Walter Garbacik
Professional summary
Walter Garbacik, who also goes by Walter J (jr) Garbacik, Walter John Garbacik Jr, Walter John Garbacik, Walter John Garbacki Jr, was a registered financial advisor .
Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Walter had worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 52, Series 3, Series 7, Series 10 and Series 9 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2026 - Present
July 19, 2018 - April 9, 2021
FIDELITY BROKERAGE SERVICES LLC
March 6, 2018 - April 5, 2021
NATIONAL FINANCIAL SERVICES LLC
March 14, 2011 - November 6, 2013
MESIROW FINANCIAL, INC.
September 22, 2008 - October 23, 2008
BARCLAYS CAPITAL INC.
November 28, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
March 19, 2003 - December 15, 2005
ADVEST, INC.
August 17, 1999 - March 14, 2003
MORGAN STANLEY & CO. LLC
November 10, 1995 - September 10, 1999
GOLDMAN SACHS & CO. LLC
July 22, 1994 - July 11, 1995
CITIGROUP GLOBAL MARKETS INC.
February 22, 1994 - June 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/23/2026)
Exams
What does exam status mean?
Series 7TO
Passed: 11/20/2023
General Securities Representative ExaminationSeries 10
Passed: 11/20/2023
Series 9
Passed: 11/20/2023
Current firm
No current employment
Red Flags
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