Holly A. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holly A.w. Hill, who also goes by Holly Rae Hill, Holly Hill, was a registered financial professional .
Holly is a previously registered financial professional and started their career in finance in 1997. Holly had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2000 - March 7, 2016
FIRST CLEARING, LLC
October 1, 2000 - November 9, 2000
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 15, 1997 - March 17, 1998
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CLEARING, LLC
CRD#: 17344 / SEC#: , 8-35158
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
