Randall W. Freitas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall William Freitas, who also goes by Randy Freitas, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1994. Randall had worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2012 - September 30, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
September 5, 2012 - September 30, 2021
ALLSTATE FINANCIAL SERVICES, LLC
October 5, 2009 - September 18, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - September 18, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
August 17, 2006 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
August 15, 2006 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
January 2, 2001 - July 31, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 2, 2001 - July 31, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 4, 1999 - January 2, 2001
JWGENESIS FINANCIAL GROUP, INC
October 25, 1995 - January 4, 1999
CHATFIELD DEAN & CO., INC.
June 8, 1994 - October 24, 1995
EDWARD JONES
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
