Lee W. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Winburn Robinson was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1994. Lee had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2002 - July 23, 2012
BB&T INVESTMENT SERVICES, INC.
April 3, 1998 - July 23, 2012
BB&T INVESTMENT SERVICES, INC.
March 12, 1998 - April 3, 1998
BB&T INVESTMENT SERVICES, INC.
September 30, 1997 - March 17, 1998
BB&T INVESTMENT SERVICES OF SOUTH CAROLINA, INC.
September 19, 1997 - October 9, 1997
BB&T INVESTMENT SERVICES, INC.
April 18, 1996 - September 19, 1997
UCB INVESTOR SERVICES, INC.
August 31, 1994 - April 17, 1996
IDS LIFE INSURANCE COMPANY
August 31, 1994 - April 19, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
April 25, 1994 - May 5, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
