Salvatore J. Messina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Joseph Messina, who also goes by Sal Messina, Salvatore Joseph Messina, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1994. Salvatore had worked at 13 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2006 - January 10, 2013
TRADESTATION SECURITIES, INC.
April 26, 2002 - June 30, 2004
PMK SECURITIES & RESEARCH, INC.
January 2, 2001 - April 25, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 11, 2000 - January 2, 2001
JWGENESIS SECURITIES, INC.
November 15, 1999 - November 29, 1999
WORLDCO, L.L.C.
September 17, 1999 - November 3, 1999
ADOLPH KOMORSKY INVESTMENTS
April 6, 1999 - May 28, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
May 14, 1998 - September 24, 1998
J.P. MORGAN SECURITIES LLC
January 28, 1997 - August 13, 1997
LT LAWRENCE & CO., INC.
July 25, 1996 - August 9, 1996
TD AMERITRADE, INC.
October 31, 1995 - May 29, 1996
DUKE & CO., INC.
September 20, 1995 - December 4, 1995
FIRST UNITED EQUITIES CORPORATION
August 18, 1994 - August 18, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/16/2001
Limited Representative-Equity Trader ExamCurrent Firm
TRADESTATION SECURITIES, INC.
CRD#: 39473 / SEC#: , 8-48711
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
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