Ross A. Mueller

MUELLER WEALTH

Mishicot, WI 54228

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CRD#: 2453706

Professional summary

Ross Anthony Mueller, CFP® is a registered financial advisor currently at MUELLER WEALTH located in Mishicot, Wisconsin.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ross has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Tax Planning

Life Transitions

Small Business Planning

Retirement Planning

Retirement Income Management

Employee and Employer Plan Ben...

Estate Planning

Investment Planning

Business Succession Planning

Insurance Planning

Social Security Planning

Inheritance

Divorce Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Anthony Mueller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

March 31, 2020 - Present

MUELLER WEALTH

Office #1: 524 E. Main Street, Mishicot, WI 54228

RIA

CRD#: 306943

Mishicot, WI

Past

June 8, 2018 - March 31, 2020

MUTUAL SECURITIES, INC.

CRD#: 13092

OSHKOSH, WI

Past

May 3, 2018 - March 31, 2020

MUTUAL ADVISORS, LLC

RIA

CRD#: 167658

Oshkosh, WI

Past

July 7, 2004 - May 11, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

OSHKOSH, WI

Past

July 7, 2004 - May 11, 2018

LPL FINANCIAL LLC

CRD#: 6413

OSHKOSH, WI

Past

August 29, 1996 - July 7, 2004

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

May 17, 1994 - August 28, 1996

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUELLER WEALTH

MUELLER WEALTH | MUELLER WEALTH, LLC

CRD#: 306943 / SEC#: 801-132250

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

Wisconsin

Registered Investment Advisory firm - (4/15/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 11/4/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/19/2003

General Securities Principal Examination

Current Firm

MUELLER WEALTH

MUELLER WEALTH | MUELLER WEALTH, LLC

CRD#: 306943 / SEC#: 801-132250

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

Wisconsin

Registered Investment Advisory firm - (4/15/2025 Terminated)

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Contact information

Main Address

524 E. Main Street, Mishicot, WI 54228

Mailing Address

Po Box 341, Mishicot, WI 54228

Phone number

(920) 267-6710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE AND PART 2B OF FORM ADV: BROCHURE SUPPLEMENT (2/6/2026)

Regulatory assets under management

Total Number of Accounts	936
AUM (Assets Under Management)	$ 148,102,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Ross A. Mueller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Anthony Mueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

MUTUAL ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

EDWARD JONES

Primary Firm SEC Registration

MUELLER WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 5/17/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1994

Series 51

Date: 11/4/2003

Series 24

Date: 8/19/2003

Current Firm

MUELLER WEALTH

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUELLER WEALTH

TRUST BUT VERIFY

Contact information

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