Ross A. Mueller
MUELLER WEALTH
Mishicot, WI 54228
Some features on this profile are disabled
CRD#: 2453706
Professional summary
Ross Anthony Mueller, CFP® is a registered financial advisor currently at MUELLER WEALTH located in Mishicot, Wisconsin.
Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ross has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Tax Planning
Life Transitions
Small Business Planning
Retirement Planning
Retirement Income Management
Employee and Employer Plan Ben...
Estate Planning
Investment Planning
Business Succession Planning
Insurance Planning
Social Security Planning
Inheritance
Divorce Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. UW GREEN BAY FOUNDATION BOARD, START DATE: 12/13/2018, 2420 NICOLET DR, GREEN BAY, WI 54311-7001, 50fc3, FOUNDATION TO RAISE AND MANAGE FUNDS FOR THIS COLLEGE, UW-GREEN BAY FOUNDATION'S FINANCE AND INVESTMENT COMMITTEE, ANALYZE AND HELP THE REST OF THE BOARD UNDERSTAND THEIR CURRENT ASSET MANAGEMENT AND EXPENSES AND PERFORMANCE, I WILL NOT BE MANAGING THEIR PORTFOLIO, JUST HELPING TO UNDERSTAND IT AND EDUCATE ABOUT WHAT THEY HAVE, ADVOCATE TO FUTURE STUDENTS REGARDING THE COLLEGE'S LOW COST TO ATTEND, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. ZION METHODIST CHURCH, START DATE: 5/2018, 421 JACKSON STREET MISHICOT, WI 54228, NON PROFIT, WORSHIP, CHAIRMAN OF THE BOARD, SPREAD WORSHIP, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. RSMUELLER PROPERTIES, LLC., START DATE: 09/27/2018, 663 WILLOW DRIVE, MISHICOT, WI 54228, LLC, LLC TO HOLD THE OWNERSHIP OF 524 E MAIN STREET, MISHICOT, WI 54228, SHAWN MUELLER AND I OWN IT, SHE RUNS IT, I PROVIDE ASSISTANCE TO SHAWN MUELLER AS NEEDED, GENERAL BUSINESS ADVISE, CLEANING AND MAINTENANCE AS NEEDED. THIS LLC OWNS 524 EAST MAIN, MISHICOT, WI 54228 WHICH IS THE BUILDING THAT THE FIRM USES AS AN OFFICE. THERE IS A LAUNDROMAT IN THE BACK OF THE BUILDING AND AN APARTMENT UPSTAIRS THAT SHAWN MUELLER RENTS OUT, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 4. MISHICOT LAUNDROMAT - RSMUELLER PROPERTIES, LLC., START DATE: 11/25/2018, 524 E MAIN, MISHICOT, WI 54228 LOCATION IN BACK OF BUILDING, LLC LAUNDROMAT BUSINESS RUN UNDER RSMUELLER PROPERTIES LLC., LAUNDROMAT, SHAWN MUELLER AND I OWN IT, SHE RUNS IT, I PROVIDE ASSISTANCE TO SHAWN MUELLER AS NEEDED, GENERAL CLEANING AND COIN COLLECTION, NOT INVESTMENT RELATED, 3 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Ross Anthony Mueller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
March 31, 2020 - Present
MUELLER WEALTH
Office #1: 524 E. Main Street, Mishicot, WI 54228RIA
CRD#: 306943
Mishicot, WI
Past
June 8, 2018 - March 31, 2020
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
OSHKOSH, WI
Past
May 3, 2018 - March 31, 2020
MUTUAL ADVISORS, LLC
RIA
CRD#: 167658
Oshkosh, WI
Past
July 7, 2004 - May 11, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
OSHKOSH, WI
Past
July 7, 2004 - May 11, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
OSHKOSH, WI
Past
August 29, 1996 - July 7, 2004
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
May 17, 1994 - August 28, 1996
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MUELLER WEALTH
MUELLER WEALTH | MUELLER WEALTH, LLC
CRD#: 306943 / SEC#: 801-132250
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)Wisconsin
Registered Investment Advisory firm - (4/15/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(3/31/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
MW
MUELLER WEALTH
MUELLER WEALTH | MUELLER WEALTH, LLC
CRD#: 306943 / SEC#: 801-132250
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)Wisconsin
Registered Investment Advisory firm - (4/15/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
524 E. Main Street, Mishicot, WI 54228
Mailing Address
Po Box 341, Mishicot, WI 54228
Phone number
(920) 267-6710
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 793 |
| AUM (Assets Under Management) | $ 121,311,429 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUELLER WEALTH
CRD#: 306943Mishicot, WI 54228TRUST BUT VERIFY
Monitor Ross Mueller
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
