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Ross Anthony Mueller

Ross Anthony Mueller

CFP®
MUELLER WEALTH
MISHICOT, WI
·CRD# 2453706·32 years experience

Professional Summary

Ross Anthony Mueller, CFP® is a registered financial advisor currently at MUELLER WEALTH located in Mishicot, Wisconsin. Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ross has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Tax Planning
  • Life Transitions
  • Small Business Planning
  • Retirement Planning
  • Retirement Income Management
  • Employee and Employer Plan Benefits
  • Estate Planning
  • Investment Planning
  • Business Succession Planning
  • Insurance Planning
  • Social Security Planning
  • Inheritance
  • Divorce Planning
  • Comprehensive Financial Planning

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2009

Years of Experience

32 years in the financial services industry

Current & Past Employments

MUELLER WEALTH·CRD# 306943
RIA
524 E. Main Street, Mishicot, WI 54228
March 31, 2020 - Present
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Oshkosh, WI
June 8, 2018 - March 31, 2020
MUTUAL ADVISORS, LLC·CRD# 167658
RIA
Oshkosh, WI
May 3, 2018 - March 31, 2020
LPL FINANCIAL LLC·CRD# 6413
RIA
Oshkosh, WI
July 7, 2004 - May 11, 2018
LPL FINANCIAL LLC·CRD# 6413
BD
Oshkosh, WI
July 7, 2004 - May 11, 2018
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
August 29, 1996 - July 7, 2004
EDWARD JONES·CRD# 250
BD
St. Louis, MO
May 17, 1994 - August 28, 1996

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Current Firm

MW
MUELLER WEALTH

MUELLER WEALTH | MUELLER WEALTH, LLC

CRD#: 306943 / SEC#: 801-132250
RIA
Registered Investment Advisory firm - SEC (3/27/2025 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (4/15/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

524 E. Main Street, Mishicot, WI 54228

Mailing Address

Po Box 341, Mishicot, WI 54228

Phone Number

(920) 267-6710

# of Employees

5

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE AND PART 2B OF FORM ADV: BROCHURE SUPPLEMENT (8/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

936

AUM (Assets Under Management)

$148,102,768

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. UW GREEN BAY FOUNDATION BOARD, START DATE: 12/13/2018, 2420 NICOLET DR, GREEN BAY, WI 54311-7001, 50fc3, FOUNDATION TO RAISE AND MANAGE FUNDS FOR THIS COLLEGE, UW-GREEN BAY FOUNDATION'S FINANCE AND INVESTMENT COMMITTEE, ANALYZE AND HELP THE REST OF THE BOARD UNDERSTAND THEIR CURRENT ASSET MANAGEMENT AND EXPENSES AND PERFORMANCE, I WILL NOT BE MANAGING THEIR PORTFOLIO, JUST HELPING TO UNDERSTAND IT AND EDUCATE ABOUT WHAT THEY HAVE, ADVOCATE TO FUTURE STUDENTS REGARDING THE COLLEGE'S LOW COST TO ATTEND, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. ZION METHODIST CHURCH, START DATE: 5/2018, 421 JACKSON STREET MISHICOT, WI 54228, NON PROFIT, WORSHIP, CHAIRMAN OF THE BOARD, SPREAD WORSHIP, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. RSMUELLER PROPERTIES, LLC., START DATE: 09/27/2018, 663 WILLOW DRIVE, MISHICOT, WI 54228, LLC, LLC TO HOLD THE OWNERSHIP OF 524 E MAIN STREET, MISHICOT, WI 54228, SHAWN MUELLER AND I OWN IT, SHE RUNS IT, I PROVIDE ASSISTANCE TO SHAWN MUELLER AS NEEDED, GENERAL BUSINESS ADVISE, CLEANING AND MAINTENANCE AS NEEDED. THIS LLC OWNS 524 EAST MAIN, MISHICOT, WI 54228 WHICH IS THE BUILDING THAT THE FIRM USES AS AN OFFICE. THERE IS A LAUNDROMAT IN THE BACK OF THE BUILDING AND AN APARTMENT UPSTAIRS THAT SHAWN MUELLER RENTS OUT, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 4. MISHICOT LAUNDROMAT - RSMUELLER PROPERTIES, LLC., START DATE: 11/25/2018, 524 E MAIN, MISHICOT, WI 54228 LOCATION IN BACK OF BUILDING, LLC LAUNDROMAT BUSINESS RUN UNDER RSMUELLER PROPERTIES LLC., LAUNDROMAT, SHAWN MUELLER AND I OWN IT, SHE RUNS IT, I PROVIDE ASSISTANCE TO SHAWN MUELLER AS NEEDED, GENERAL CLEANING AND COIN COLLECTION, NOT INVESTMENT RELATED, 3 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MUELLER WEALTH

MUELLER WEALTH | MUELLER WEALTH, LLC

CRD#: 306943 / SEC#: 801-132250
RIA
Registered Investment Advisory firm - SEC (3/27/2025 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (4/15/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Wisconsin
(3/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1994About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Nov 2003About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Aug 2003About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ross Anthony Mueller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Ross

  • Tax Planning
  • Life Transitions
  • Small Business Planning
  • Retirement Planning
  • Retirement Income Management
  • Employee and Employer Plan Benefits
  • Estate Planning
  • Investment Planning
  • Business Succession Planning
  • Insurance Planning
  • Social Security Planning
  • Inheritance
  • Divorce Planning
  • Comprehensive Financial Planning

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Ross Anthony Mueller
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