Philip P. Wright
Professional summary
Philip Paul Wright was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Philip is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Philip had worked at 4 firms, which includes BROKERBANK SECURITIES INC., EMERGENT FINANCIAL GROUP INC., PROTECTIVE GROUP SECURITIES CORPORATION, WATERFORD FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2018 - July 23, 2019
BROKERBANK SECURITIES, INC.
November 13, 2007 - December 23, 2008
BROKERBANK SECURITIES, INC.
May 20, 2004 - March 30, 2021
BROKERBANK SECURITIES, INC.
July 21, 1997 - September 28, 2002
EMERGENT FINANCIAL GROUP, INC.
January 1, 1997 - March 28, 2001
PROTECTIVE GROUP SECURITIES CORPORATION
December 18, 1995 - December 19, 1996
WATERFORD FINANCIAL, INC.
November 2, 1995 - December 19, 1995
PROTECTIVE GROUP SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 7/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
BROKERBANK SECURITIES, INC.
CRD#: 130116 / SEC#: , 8-66310
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WRIGHT, PHILIP PAUL | CEO AND CHIEF COMPLIANCE OFFICER | 2453688 |
| COMMUNITYLEADER, INC. | C CORPORATION |
Disclosures
| Regulatory Event | 5 |
Red Flags
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