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JD

John M. Dinino

Some features on this profile are disabled
CRD#: 2453432
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Marco Dinino, who also goes by John M Dinino, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1994. John had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John M Dinino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 02/14/2018 - Jomarc Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business(entity for LPL business) - Start Date 5/2002 - 140 Hours Per Month/120 During Securities Trading. 2. 02/14/2018 - Jomarc Financial Group, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 1/1/92 - 50 Hours Per Month/50 During Securities Trading. 3. JOHN DININO IS DUALLY-REGISTERED WITH CAPITAL POINT FINANCIAL GROUP, LTD. AND LPL FINANCIAL LLC. JOHN DININO HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE FOR CAPITAL POINT FINANCIAL GROUP, LTD. SINCE 04/2020 AND A REGISTERED REPRESENTATIVE WITH LPL FINANCIAL LLC SINCE 02/2018. BUSINESS IS CONDUCTED FROM NAPLES, FL. APPROXIMATELY 90% OF JOHN DININO'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 26, 2021 - February 15, 2023

CAPITAL POINT FINANCIAL GROUP, LTD.

RIA
CRD#: 171867
NAPLES, FL
Past

February 14, 2018 - October 8, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
NAPLES, FL
Past

February 14, 2018 - December 15, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
NAPLES, FL
Past

April 18, 2017 - February 15, 2018

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
NAPLES, FL
Past

April 18, 2017 - February 14, 2018

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
NAPLES, FL
Past

June 30, 2006 - May 15, 2017

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
NAPLES, FL
Past

June 30, 2006 - May 15, 2017

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
NAPLES, FL
Past

November 5, 2002 - June 30, 2006

CARILLON INVESTMENTS, INC.

RIA
CRD#: 14646
NAPLES, FL
Past

May 28, 2002 - June 30, 2006

CARILLON INVESTMENTS, INC.

BD
CRD#: 14646
NAPLES, FL
Past

April 11, 2001 - June 28, 2002

TRUSTED SECURITIES ADVISORS CORP.

BD
CRD#: 24049
NEW YORK, NY
Past

October 14, 1998 - May 30, 2002

MONY SECURITIES CORPORATION

RIA
CRD#: 4386
NAPLES, FL
Past

October 14, 1998 - May 30, 2002

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

February 25, 1994 - October 19, 1998

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

February 25, 1994 - October 19, 1998

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/30/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/1/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/24/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/15/2011
General Securities Principal Examination

Current Firm

CP
CAPITAL POINT FINANCIAL GROUP, LTD.
CAPITAL POINT FINANCIAL GROUP, LTD.

CRD#: 171867 / SEC#: 801-113136

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Contact information

Main Address
4350 Di Paolo Center Suite B, Glenview, IL 60025
Mailing Address
Phone number
(847) 635-8435
Established
Firm type
Fiscal year end
# of Employees
13

Documents

Latest Form ADV

Part 2 Brochures

CAPITAL POINT DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/13/2023)

Regulatory assets under management

Total Number of Accounts1,604
AUM (Assets Under Management)$ 312,603,701

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL POINT FINANCIAL GROUP, LTD.

CRD#: 171867

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