Edwin M. Higgins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Melbourne Higgins JR was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1961. Edwin had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2005 - December 31, 2014
HIGGINS ASSOCIATES INC
January 17, 1994 - October 25, 1994
LPL FINANCIAL LLC
January 9, 1980 - December 18, 1991
FIRST NEW ENGLAND SECURITIES CORPORATION
March 4, 1966 - February 15, 1971
FOURDEE PLANNING CORPORATION
March 13, 1961 - February 1, 1979
HIGGINS ASSOCIATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/3/1959
Registered Representative ExaminationCurrent Firm
HIGGINS ASSOCIATES INC
CRD#: 104733 / SEC#: 801-6378
Contact information
Red Flags
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