Steven A. Landsberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Adam Landsberg was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1999. Steven had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2016 - March 8, 2017
DAVID LERNER ASSOCIATES, INC.
July 12, 2016 - July 29, 2016
STOEVER, GLASS & COMPANY INC.
April 13, 2016 - June 23, 2016
DAVID LERNER ASSOCIATES, INC.
March 7, 2005 - June 14, 2005
GMS GROUP
November 12, 2004 - December 17, 2004
CAPITAL GROWTH FINANCIAL, LLC
September 25, 2002 - November 15, 2004
FMSBONDS, INC.
January 4, 2002 - September 24, 2002
NEWBRIDGE SECURITIES CORPORATION
January 10, 2001 - January 8, 2002
PRIME CHARTER LTD.
January 9, 2001 - January 11, 2001
CONTINENTAL BROKER-DEALER CORP.
September 15, 1999 - January 5, 2001
PRIME CHARTER LTD.
January 6, 1999 - September 17, 1999
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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