Robert G. Muench
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gregory Muench, who also goes by Robert Muench, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 17 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2022 - December 26, 2023
TOBIN & COMPANY SECURITIES LLC
October 6, 2020 - October 12, 2021
VANGUARD MARKETING CORPORATION
October 5, 2020 - October 12, 2021
VANGUARD ADVISERS, INC.
March 9, 2020 - May 7, 2020
ASSETMARK BROKERAGE, LLC
May 29, 2019 - December 31, 2019
VOYA FINANCIAL PARTNERS, LLC
October 15, 2018 - April 9, 2019
USAA INVESTMENT SERVICES COMPANY
October 11, 2018 - April 9, 2019
USAA FINANCIAL ADVISORS, INC.
July 11, 2016 - February 27, 2017
SCOTTRADE INVESTMENT MANAGEMENT
December 22, 2014 - February 27, 2017
SCOTTRADE, INC.
May 7, 2014 - July 15, 2014
PURSHE KAPLAN STERLING INVESTMENTS
April 3, 2014 - July 10, 2014
BEACON POINTE WEALTH ADVISORS, LLC
February 25, 2013 - March 26, 2014
EDELMAN FINANCIAL ENGINES
November 5, 2012 - February 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 2012 - February 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2006 - June 26, 2012
CHARLES SCHWAB & CO., INC.
February 14, 2005 - June 26, 2012
CHARLES SCHWAB & CO., INC.
December 1, 2003 - August 4, 2004
FHN FINANCIAL SECURITIES CORP.
March 26, 2002 - November 20, 2003
WAMU INVESTMENTS, INC.
May 6, 1996 - April 9, 2002
CHARLES SCHWAB & CO., INC.
May 9, 1994 - October 25, 1995
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
