Robert J. Pavelka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Pavelka, who also goes by Bob Pavelka, Robert J Pavelka, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2012 - December 13, 2017
MAIN STREET ADVISORS, LLC
August 9, 2010 - December 5, 2017
INDEPENDENT FINANCIAL GROUP, LLC
November 4, 2009 - July 30, 2010
NATIONAL PLANNING CORPORATION
March 5, 2004 - December 31, 2011
MAIN STREET ADVISORS, LLC
November 20, 2003 - November 4, 2009
MAIN STREET SECURITIES, LLC
March 17, 2000 - November 20, 2003
EQUITABLE ADVISORS, LLC
February 14, 1994 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 14, 1994 - November 20, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAIN STREET ADVISORS, LLC
CRD#: 116303 / SEC#: 801-69101
Contact information
Regulatory assets under management
| Total Number of Accounts | 441 |
| AUM (Assets Under Management) | $ 59,618,537 |
Red Flags
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