Bruce C. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Carver Jackson was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1994. Bruce had worked at 4 firms and has passed the Series 7TO, Series 99TO, Series 79TO, SIE, Series 15, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1998 - May 8, 2023
CARVER CROSS SECURITIES CORP.
December 19, 1997 - December 22, 1998
MMG FINANCIAL SERVICES, LTD.
August 25, 1994 - October 6, 1995
PARAMOUNT BIOCAPITAL, INC.
May 31, 1994 - March 4, 1996
BENTLEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 15
Date: 2/16/1983
Foreign Currency Options ExaminationCurrent Firm
CARVER CROSS SECURITIES CORP.
CRD#: 44722 / SEC#: , 8-50792
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON, BRUCE CARVER | CEO, CHIEF COMPLIANCE OFFICER | 2452765 |
| CRONUS CAPITAL INVESTMENTS LLC | MINORITY EQUITY HOLDER |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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