Sonya L. Gillis

GAINLINE FINANCIAL PARTNERS

Louisville, CO 80027

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CRD#: 2452562

Professional summary

Sonya Lynn Gillis, who also goes by Sonya Lynn Gillis, Sonya Gillis, is a registered financial advisor currently at GAINLINE FINANCIAL PARTNERS, LLC located in Louisville, Colorado.

Sonya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Sonya has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sonya Lynn Gillis | Sonya Gillis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LIFELINE PUPPY RESCUE, NOT INV RELATED, BRIGHTON, CO, FOSTER COORDINATOR, START 3/13/2018, 15 HOURS PER MONTH, ZERO DURING TRADING, FACILITATE FOSTERING ADOPTION AND TRAINING OF DOGS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonya Lynn Gillis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2023 - Present

GAINLINE FINANCIAL PARTNERS, LLC

Office #1: 917 Front Street Suite 160, Louisville, CO 80027

RIA

CRD#: 326716

Louisville, CO

Past

May 13, 2022 - June 12, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BOULDER, CO

Past

September 24, 2018 - June 12, 2023

RIA

CRD#: 7059

BETHESDA, MD

Past

May 1, 1997 - December 11, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GAINLINE FINANCIAL PARTNERS, LLC

CRD#: 326716 / SEC#: 801-128065

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2022

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/31/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/23/2007

General Securities Sales Supervisor - Options Module Examination

Current Firm

GAINLINE FINANCIAL PARTNERS, LLC

CRD#: 326716 / SEC#: 801-128065

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

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Contact information

Main Address

917 Front Street Suite 160, Louisville, CO 80027

Mailing Address

Phone number

(720) 548-4391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV SUPPLEMENTAL BROCHURE - WRAP PROGRAM (3/28/2025)

ADV PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	875
AUM (Assets Under Management)	$ 273,106,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sonya L. Gillis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonya Lynn Gillis's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BCG SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

GAINLINE FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2022

Series 65

Date: 2/3/1999

Series 63

Date: 7/31/1998

SIE

Date: 10/1/2018

Series 7

Date: 4/21/1997

Series 10

Date: 3/31/2008

Series 9

Date: 10/23/2007

Current Firm

GAINLINE FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GAINLINE FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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