Michael J. Gilhooly
Professional summary
Michael James Gilhooly was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 4 firms, which includes RJJ PASADENA SECURITIES INC., SUTRO & CO. INCORPORATED, CROWELL WEEDON & CO., GILFORD SECURITIES INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2005 - November 9, 2017
RJJ PASADENA SECURITIES, INC.
August 3, 2001 - November 9, 2017
RJJ PASADENA SECURITIES, INC.
September 24, 1999 - August 7, 2001
SUTRO & CO. INCORPORATED
July 7, 1995 - October 8, 1999
CROWELL, WEEDON & CO.
February 18, 1994 - July 12, 1995
GILFORD SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
RJJ PASADENA SECURITIES, INC.
CRD#: 8425 / SEC#: , 8-25324
Contact information
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 98,209,850 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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