Jolee M. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jolee Marie Martin, who also goes by Jolee Marie Franzen, Jolee M Martin, was a registered financial advisor .
Jolee is a previously registered financial advisor and started their career in finance in 1994. Jolee had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2009 - October 14, 2009
BROOKSTONE SECURITIES, INC.
November 24, 2008 - October 14, 2009
BROOKSTONE SECURITIES, INC.
October 14, 2003 - June 26, 2008
WORLD GROUP SECURITIES, INC.
September 13, 2000 - August 29, 2003
VERAVEST INVESTMENTS, INC.
September 25, 1997 - August 22, 2000
EISNER SECURITIES, INC.
April 8, 1997 - September 23, 1997
VOYA FINANCIAL ADVISORS, INC.
March 3, 1997 - April 10, 1997
EISNER SECURITIES, INC.
January 27, 1995 - March 6, 1997
VERAVEST INVESTMENTS, INC.
March 3, 1994 - January 16, 1995
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE SECURITIES, INC.
CRD#: 13366 / SEC#: 801-67061, 8-29116
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT, LLC. | PARENT COMPANY | |
| LOCY, DAVID WILLIAM | DIRECT OWNER/FINOP CHIEF COMPLIANCE OFFICER | 4682865 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
