Lance J. Gilden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Joseph Gilden, who also goes by Lance J Gilden, was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1994. Lance had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2016 - June 20, 2017
NATIONAL SECURITIES CORPORATION
January 7, 2015 - January 26, 2016
FSC SECURITIES CORPORATION
December 22, 2014 - January 26, 2016
FSC SECURITIES CORPORATION
September 26, 2014 - December 24, 2014
CETERA ADVISORS LLC
September 24, 2014 - December 24, 2014
CETERA ADVISORS LLC
October 1, 2012 - August 20, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 20, 2014
J.P. MORGAN SECURITIES LLC
December 4, 2003 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 11, 2003 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 2, 1997 - January 14, 2003
DAVID LERNER ASSOCIATES, INC.
March 13, 1997 - December 18, 1997
PARKER BROMLEY LTD.
August 15, 1994 - April 3, 1995
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
