Edward J. Hieshetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward John Hieshetter SR, who also goes by Ed Hieshetter, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1970. Edward had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2011 - March 5, 2012
BRIDGE ADVISORY LLC
October 30, 2003 - December 31, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
September 29, 2003 - December 31, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
January 16, 2001 - October 7, 2003
FIRST ALLIED SECURITIES, INC.
January 2, 2001 - October 7, 2003
FIRST ALLIED SECURITIES, INC.
January 4, 1971 - December 31, 2000
ADVANTAGE CAPITAL CORPORATION
April 14, 1970 - February 8, 1971
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/4/1970
Registered Representative ExaminationCurrent Firm
BRIDGE ADVISORY LLC
CRD#: 148282 / SEC#: 801-69681
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,331 |
| AUM (Assets Under Management) | $ 452,599,110 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/17/2024 | ||
| 03/11/2024 | ||
| 12/13/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
