Brett C. Stone

IMPACT CAPITAL PARTNERS LLC | Financial Advisor

Greenwood Village, CO 80111

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CRD#: 2452316

Professional summary

Brett Christopher Stone, CFP® is a registered financial advisor currently at IMPACT CAPITAL PARTNERS LLC located in Greenwood Village, Colorado.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brett has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

What are your service offerings?

Loans/credit services

Insurance

Trust & estate planning

Financial planning

Executive services/Equity comp...

Philanthropic services

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

yummyTEB LLC/ Category - Company/ Principal Business Activity -My children are starting a business and have formed an LLC. The issue we have is minor children can not own a business so my wife and I have to be involved. This will be a food business. Right now testing and developing and hopefully in the next year attempt to sell actual product./ Role -Advisor or advisory group member if advice given may influence an officer/board/ Duty- I will be the primary funding source and will assist my wife who is CEO/ Comp -No

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Christopher Stone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 8, 2024 - Present

IMPACT CAPITAL PARTNERS LLC

Office #1: 8101 E Prentice Ave Suite 1080, Greenwood Village, CO 80111

RIA

CRD#: 329616

Greenwood Village, CO

Past

February 9, 2007 - February 20, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

February 9, 2007 - February 20, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

February 22, 2001 - February 26, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ENGLEWOOD, CO

Past

November 27, 1996 - February 26, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMPACT CAPITAL PARTNERS LLC

CRD#: 329616 / SEC#: 801-129440

RIA

Registered Investment Advisory firm - (2/7/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/8/2024)

IAR

Texas
(2/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/27/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/26/1996

General Securities Representative Examination

Current Firm

IMPACT CAPITAL PARTNERS LLC

CRD#: 329616 / SEC#: 801-129440

RIA

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

8101 E Prentice Ave Suite 1080, Greenwood Village, CO 80111

Mailing Address

Phone number

(888) 304-6722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/7/2025)

Regulatory assets under management

Total Number of Accounts	1,688
AUM (Assets Under Management)	$ 527,993,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brett C. Stone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Christopher Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

IMPACT CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1996

Series 63

Date: 12/6/1996

SIE

Date: 10/1/2018

Series 3

Date: 2/27/1997

Series 7

Date: 11/26/1996

Current Firm

IMPACT CAPITAL PARTNERS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMPACT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

Contact information

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