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Raymond Edward Lynch Jr.

CRD# 2452289·Registered 1998 - 2016
Previously Registered: Being a previously registered professional could mean that Raymond is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Raymond Edward Lynch JR., who also goes by Raymond E Lunch Jr, Raymond E Lynch Jr, Raynond Edward Lynch Jr, was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 1998 - 2016. Raymond had worked at 6 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Raymond E Lunch Jr, Raymond E Lynch Jr, Raynond Edward Lynch Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

BLUE POINT SECURITIES INC.·CRD# 130932
BD
New York, NY
March 25, 2015 - February 22, 2016
LUCID CAPITAL MARKETS, LLC·CRD# 140345
BD
New York, NY
November 7, 2008 - March 9, 2012
RAYMOND C. FORBES & CO., INC.·CRD# 33090
BD
New York, NY
February 19, 2008 - April 15, 2015
CJM SECURITIES, INC.·CRD# 110706
BD
New York, NY
June 14, 2005 - November 26, 2008
MICHAEL P. O'KEEFE INC.·CRD# 32721
BD
New York, NY
October 1, 2000 - May 12, 2005
CANTOR FITZGERALD SECURITIES·CRD# 19660
BD
New York, NY
March 9, 1998 - June 22, 1998

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Current Firm

BP
BLUE POINT SECURITIES INC.

BLUE POINT SECURITIES INC.

CRD#: 130932 / SEC#: 8-66408
BD
Terminated by SEC on 04/02/2017

Contact Information

Established

New York since 01/02/2004

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ROSEO, EUGENE JOHNCEO/PRES/DIR/CCO/CFO/COO1193307

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 25 — NYSE Trading Assistant Examination

Passed May 2002

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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