RL

Raymond E. Lynch

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CRD#: 2452289
RL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Raymond Edward Lynch JR., who also goes by Raymond E Lunch Jr, Raymond E Lynch Jr, Raynond Edward Lynch Jr, was a registered financial professional .

Raymond is a previously registered financial professional and started their career in finance in 1998. Raymond had worked at 6 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Raymond E Lunch Jr | Raymond E Lynch Jr | Raynond Edward Lynch Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 25, 2015 - February 22, 2016

BLUE POINT SECURITIES INC.

BD
CRD#: 130932
NEW YORK, NY
Past

November 7, 2008 - March 9, 2012

LUCID CAPITAL MARKETS, LLC

BD
CRD#: 140345
NEW YORK, NY
Past

February 19, 2008 - April 15, 2015

RAYMOND C. FORBES & CO., INC.

BD
CRD#: 33090
NEW YORK, NY
Past

June 14, 2005 - November 26, 2008

CJM SECURITIES, INC.

BD
CRD#: 110706
NEW YORK, NY
Past

October 1, 2000 - May 12, 2005

MICHAEL P. O'KEEFE INC.

BD
CRD#: 32721
NEW YORK, NY
Past

March 9, 1998 - June 22, 1998

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 5/9/2002
NYSE Trading Assistant Examination
General Industry/Product Exam

Current Firm


BP
BLUE POINT SECURITIES INC.
BLUE POINT SECURITIES INC.

CRD#: 130932 / SEC#: , 8-66408

BD
Terminated by SEC on 04/02/2017
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 01/02/2004
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ROSEO, EUGENE JOHNCEO/PRES/DIR/CCO/CFO/COO1193307

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLUE POINT SECURITIES INC.

CRD#: 130932

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