Melissa A. Shoemaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Alice Shoemaker was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1994. Melissa had worked at 6 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2016 - May 26, 2020
TRUIST ADVISORY SERVICES, INC.
June 2, 2006 - May 26, 2020
TRUIST INVESTMENT SERVICES, INC.
May 16, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
January 9, 2003 - September 8, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 25, 2001 - June 18, 2001
INVESMART SECURITIES, LLC
January 3, 1997 - May 30, 2000
ONE ORCHARD EQUITIES, INC.
June 10, 1994 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/31/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/31/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
