Bruce M. Mcguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Martin Mcguire was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1994. Bruce had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2020 - July 22, 2021
STONEHAVEN, LLC
October 12, 2017 - July 30, 2018
PERKINS FUND MARKETING, L.L.C.
November 18, 2010 - November 10, 2015
MESIROW ADVANCED STRATEGIES INC
November 18, 2010 - November 10, 2015
MESIROW FINANCIAL, INC.
August 28, 2008 - November 23, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2007 - November 23, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2005 - August 17, 2006
INTER SECURITIES LTD.
April 2, 2002 - January 5, 2004
ARROW INVESTMENTS, INC.
September 3, 1997 - November 9, 2001
GOLDMAN SACHS & CO. LLC
October 22, 1994 - August 25, 1997
MFS FUND DISTRIBUTORS, INC.
April 11, 1994 - October 25, 1994
MFS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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