Walter F. Geiger

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CRD#: 2451548

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Walter Fredrick Geiger JR was a registered financial professional .

Walter is a previously registered financial professional and started their career in finance in 1994. Walter had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 12, 2010 - December 22, 2016

RICHARDSON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 130985

MENOMONEE FALLS, WI

Past

August 22, 2007 - September 2, 2009

RED GRANITE ADVISORS LLC

RIA

CRD#: 140045

MILWAUKEE, WI

Past

March 10, 2000 - October 31, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

November 1, 1999 - February 10, 2000

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

November 27, 1998 - November 1, 1999

CLEARY GULL INC.

CRD#: 45309

MILWAUKEE, WI

Past

October 2, 1997 - November 27, 1998

CLEARY GULL REILAND & MCDEVITT INC.

CRD#: 18716

MILWAUKEE, WI

Past

April 1, 1996 - August 19, 1997

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

February 7, 1994 - April 20, 1995

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHARDSON CAPITAL MANAGEMENT, LLC

CRD#: 130985 / SEC#: 801-63149

RIA

Registered Investment Advisory firm - (5/18/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/8/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RICHARDSON CAPITAL MANAGEMENT, LLC

CRD#: 130985 / SEC#: 801-63149

RIA

Registered Investment Advisory firm - (5/18/2004 Approved)

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Contact information

Main Address

W134 N8688 Executive Parkway, Menomonee Falls, WI 53051

Mailing Address

Phone number

(262) 255-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 526,467,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/02/2025	Cover Page	Report
10/18/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter F. Geiger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RED GRANITE ADVISORS LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

TUCKER ANTHONY INCORPORATED

CLEARY GULL INC.

CLEARY GULL REILAND & MCDEVITT INC.

ROBERT W. BAIRD & CO. INCORPORATED

STRONG INVESTMENTS, INC.

Primary Firm SEC Registration

RICHARDSON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/1994

Series 7

Date: 8/8/1994

Series 6

Date: 2/4/1994

Current Firm

RICHARDSON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RICHARDSON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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