Bruce T. Freeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Todd Freeman, who also goes by B Todd Todd Freeman, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1994. Bruce had worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 23, Series 4, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2011 - February 26, 2013
INDEPENDENT INVESTMENT BANKERS, CORP.
February 1, 2008 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
September 21, 2005 - November 4, 2009
OSAIC SERVICES, INC.
January 5, 2005 - October 31, 2005
SPELMAN & CO., INC.
January 5, 2005 - October 31, 2005
SENTRA SECURITIES CORPORATION
November 24, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 2, 1995 - September 10, 2004
CHARLES SCHWAB & CO., INC.
February 9, 1994 - May 6, 1994
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/3/2003
Limited Representative-Equity Trader ExamSeries 8
Date: 1/13/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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